Global Regulatory and Policy Management CD&E Associate

Description

As an Associate within Global Regulatory & Policy Management (GRPM) you will join the Central Delivery & Enablement (CD&E) team responsible for delivering centralized regulatory operations workflow administration document governance stakeholder engagement and continuous process improvement across the Commercial & Investment Bank. The role will support the deployment of AI-enabled workflows centralized operating models and regulatory technology solutions designed to improve consistency efficiency and transparency across GRPM.

The team acts as a central hub supporting consistent execution operational excellence workflow enablement AI-driven process optimization and cross-CIB coordination. You will work closely with GRPM lines of business and their partners that include CIB Regional Controls Firmwide Legal & Regulatory Change (LRCM) Program Legal Risk Management & Compliance and CIB business stakeholders to enhance regulatory processes and support the continued evolution of GRPMs target operating model.

Job Responsibilities

• Dispositioning of Tier I regulations and obligations that apply at CIB level / Do not apply to CIB.
• Ensure CIB wide Regulations e.g. Cyber Resiliency Act have clear ownership and are being managed for CIB.
• Disseminating assessing impact and ensuring CIB adherence to Firmwide Doc Governance policy and standard including inventory management impact assessment coordination and quality assurance.
• Coordinate centralized regulatory workflow and obligation management activities across CIB including exception management escalation coordination hygiene and cross-business engagement for complex regulatory and governance matters.
• Administer and enhance regulatory technology platforms including workflow support user access management testing defect resolution and release adoption.
• Partner with Technology and Firmwide teams to implement automation AI/ML capabilities and process improvements.
• Support audits testing reviews regulatory examinations and governance inquiries by coordinating information requests and tracking remediation activities.
• Contribute to the design and implementation of GRPMs future-state operating model including standardization simplification and continuous improvement initiatives.
• 5 years of experience in controls governance regulatory operations compliance risk management business management project management or a related financial services discipline.
• Strong written and verbal communication skills.
• Ability to manage multiple priorities and stakeholders simultaneously.
• Strong analytical and problem-solving capabilities.
• Experience working within structured governance and control environments.
• Advanced proficiency in Microsoft Excel and PowerPoint

Required Qualifications and Experience

• Experience with legal obligations regulatory inventories policy governance workflow platforms or regulatory technology tools.
• Experience supporting testing change implementation or process improvement initiatives.
• Familiarity with AI automation workflow design data analytics or reporting tools.
• Experience partnering with Legal Compliance Technology Audit Controls or Operations functions.
• Knowledge of Alteryx reporting platforms workflow tools or emerging AI-enabled capabilities.

Preferred Qualifications Capabilities And Skills

• Ability to operate across multiple stakeholders and functions.
• Curiosity and continuous improvement mindset.
• Strong execution and attention to detail.
• Comfort navigating ambiguity and evolving operating models.
• Focus on simplification scalability and operational excellence.
• Commitment to delivering consistent stakeholder outcomes while embracing technological innovation and automation

Required Experience:

IC

Employment Type : Full-Time
Experience: years
Vacancy: 1